Our Client, a Global Investment Bank is seeking an Operational Risk Specialist in their New York, NY.
Key Responsibilities:
- Operations Risk Management - risk identification, assessment, monitoring, tracking, reporting and mitigation
- Manage the risk identification and escalation process for risk matters within the region
- Participating and supporting regulatory reporting framework; with specific focus on regulatory matters & impacts in the region
- Contributing to risk incident post-mortems and deep-dives? Periodic functional risk assessments and reporting to senior stakeholders
- Review and enhancement to current risk measurements and indicators in support of operational risks within the region
- System entitlements review facilitation
- Business Continuity Planning and Information Security review
- Liaising and coordination for Audits (Internal, SSAE 18), external assessments and Regulatory Exams
- Facilitate Risk Control Self-Assessments (RCSA) and Key Controls testing
- Drive the Operations Risk program and initiatives globally and regionally, including participating in or leading associated projects
- Other related duties as assigned
Requirements:
- Preferable experience in Investment Management, Operations, Operational Risk and/or Regulatory Reporting
- A Risk Manager with approximately 3 years of operational risk experience
- Ability to lead and drive initiatives independently
- Strong presentation skills and an ability to report to and manage senior stakeholders
- Strong verbal and written communication skills
- Strong attention to detail, quality and accuracy
- High degree of computer literacy, including working knowledge of Windows-based applications such as Word, Excel and PowerPoint
- Demonstrated ability to work effectively in a team-oriented environment
- Proven record of collaborating with colleagues across geographic and functional boundaries
- Strong drive for continuous improvement
- Relevant prior experience or knowledge of regulatory environment
- Relevant prior experience in conducting internal audits for Mutual funds and any exposure to Audit exercises will be an added advantage