Jr. Guideline Monitoring Analyst

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  • KBW Financial
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Job Summary
Location
Bedford ,MA 02171
Job Type
Contract
Visa
Any Valid Visa
Salary
PayRate
Qualification
BCA
Experience
2Years - 10Years
Posted
22 Dec 2024
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Job Description
Top tier Investment Management firm is looking for a Jr, Guideline Portfolio Analyst who is passionate about the Investment world. If you are a recent College Graduate or a candidate with 1-2 years of experience with a background and interest in Investments, Compliance and Portfolio Management, you should apply for this role. Responsibilities: • The Analyst will focus on providing support to investment teams, to ensure that investment transactions and holdings are compliant with client guidelines and regulatory requirements; • The Analyst will be part of the team that reviews investment management agreements, evaluates client guidelines, and maintains the guideline monitoring system, performs real-time, pre-trade support with investors, and iii) resolves post-trade incident exceptions generated from Sentinel; • The Analyst will work collaboratively with other Guideline Monitoring Analysts, as well as other internal teams, specifically our Global Relationship Teams, Product Management and Portfolio Management, to develop a deep understanding of investment strategies relative to client guidelines and regulatory requirements • Demonstrate a strong working knowledge of all investment types, including equity and fixed income products, and derivative instruments; • Prior experience monitoring investment guidelines, working in an investment compliance role, understanding regulatory requirements for 40 Act and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring system, specifically Sentinel, would be advantageous; Qualifications: 1. Bachelors Degree required 2. 0-3 years experience preferred 3. Investment Management experience required - experience with equity, fixed income, derivatives etc. 4. Compliance experience preferred, such as exposure and knowledge of the 40Act and UCIT Funds Hourly Rate $25-$40 per hour dependent on experience Hours are 830-5pm Hybrid All interested candidates send a resume to wcochrankbwfinancial.com LI-JS1 KBW789 MONKBW
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