A client of ours in the Investment Management industry is seeking a Compliance Specialist to join their team. The ideal candidate has 3+ years of relevant experience. Please apply if this role interests you, the client is looking to move quickly!!

Responsibilities:

• Policy Development: Draft, review, and update corporate policies and procedures to ensure alignment with legal and regulatory requirements.
• Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring.
• Risk Mitigation: Assist in identifying real and potential risks, providing support for mitigation and remediation efforts.
• Collaboration: Work closely with various divisions to provide compliance guidance and support across the organization.
• Regulatory Research: Assist the team with monitoring regulatory updates and compliance requirements.
• Corporate Governance: Provide support in corporate governance matters.