Job Summary: We are seeking a highly skilled and experienced AVP of Compliance & Governance to join our dynamic team in New York. This pivotal role offers a unique opportunity to shape and implement the company’s compliance program and governance structure from the ground up. As the AVP, you will collaborate closely with senior management, providing critical updates and gaining invaluable exposure to executive decision-making processes.

Responsibilities:

• Regulatory Compliance
• Policies & Procedures
• Documentation and Record Keeping
• Compliance Training
• Conflicts of Interest

Qualifications:

• Bachelor’s degree
• Law degree (LLB, LLM, JD) from an accredited law school, a plus
• 10+ years of relevant work experience