Senior Compliance and Supervisory Analyst

job
  • Financial Resources Group Investment Services, LLC
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Job Summary
Location
Fort Mill,SC,29715 ,
Job Type
Contract
Visa
Any Valid Visa
Salary
PayRate
Qualification
BCA
Experience
2Years - 10Years
Posted
01 Feb 2025
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Job Description
The Senior Compliance and Supervisory Analyst will join the OSJ compliance team, which supervises and supports approximately 1,000+ registered representatives of LPL Financial. The OSJ also maintains its own broker dealer and supports in a compliance and supervisory capacity an additional SEC regist
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