Title:

Trade Compliance AnalystLocation:

Newport Beach, CA 92660Duration:

Contract to HireCompensation:

$32.00-35.00Work Requirements:

US Citizen, GC Holders or Authorized to Work in the US

SUMMARYDo you love to learn? Do you enjoy problem solving? Do you like to innovate? Then this is an exciting opportunity for you to work in a fast-paced, dynamic workplace with a diverse group of highly motivated and intelligent professionals. In this role, you will learn about trades, trade strategies, the impact of trades to client portfolios, and the implementation of rules and regulations. The Trade Compliance team is responsible for reviewing fixed-income and equity trades, on a pre and post trade basis, to ensure compliance with applicable restrictions. The Analyst will have broad exposure to the entire Investment Guideline Compliance process. Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority including other teams within Legal & Compliance, Technology, Account Management, Product Strategy and the Trade Floor.

KEY RESPONSIBILITIES

Analyzing transactions and portfolio holdings with respect to regulatory, client, and internal guidelines and calculating various risk parametersResearching and addressing inquiries related to investment guidelines from the Trade Floor and other internal/external partiesConfirming all trades are compliant by the end of each business dayPreparing various reports on a daily basis to relevant internal groupsParticipating in numerous ad hoc projects tied to optimizing and automating the Trade Compliance processHold a strong sense of honesty and integrityLearn and adapt to new processes, concepts, and skills quicklyExhibit a strong commitment to quality and attention to detailPossess excellent communication and interpersonal skillsDisplay a desire to take initiative and contribute to the department and the organizationPOSITION REQUIREMENTS

Minimum of a bachelor's degree (Accounting, Business, Finance or Economics preferred)Professional experience in compliance or the investment management industryBasic knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivativesIntermediate/advanced working knowledge of MS ExcelExperience monitoring transactions in a compliance system is idealExposure to querying, particularly with SQL and Business ObjectsExperience with BloombergCFA designation or active status in the CFA program is a plusOur benefits package includes:

Comprehensive medical benefitsCompetitive pay401(k) retirement plan...and much more!

About INSPYR SolutionsTechnology is our focus and quality is our commitment. As a national expert in delivering flexible technology and talent solutions, we strategically align industry and technical expertise with our clients' business objectives and cultural needs. Our solutions are tailored to each client and include a wide variety of professional services, project, and talent solutions. By always striving for excellence and focusing on the human aspect of our business, we work seamlessly with our talent and clients to match the right solutions to the right opportunities. Learn more about us at inspyrsolutions.com.

INSPYR Solutions provides Equal Employment Opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, disability, or genetics. In addition to federal law requirements, INSPYR Solutions complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities.#J-18808-Ljbffr