A 10b AUM credit investment firm located in Greenwich, CT is looking to hire a VP of Compliance to their growing team. This is a key role for the business as it will report directly to the CCO and be responsible for closely assisting with the daily operations of the compliance program.

Responsibilities:

• Managing the firm’s Code of Ethics program
• Drafting and implementing policies and procedures
• Coordinating the firm’s annual compliance review
• Assisting with the preparation of regulatory filings
• Partnering with other departments at the firm to ensure continual improvement of compliance monitoring systems, processes and oversight
• Preparing training material

Skills and Experience:

• Bachelor’s degree required
• 7-12 years of experience in a compliance role within the investment management industry
• Experience ideally at a hedge fund or other type of Registered Investment Adviser
• Extensive knowledge of SEC regulations; NFA and CFTC knowledge highly preferred
• Excellent verbal and written communication skills and exceptional attention to detail