Mandatory Skills: Business Analyst, Primary Dealership, and FR2004 Reporting.
Duties:
• Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
• Documentation of all required meeting materials
• Risk and issue identification, communication and resolution.
• Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
• Objectives planning, defining scope and deliverables
• Project plan development including activity planning, sequencing and resource management
• Research regulatory impact of new business initiatives on margin policies.
• Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
• Continue to improve automation for all aspects of regulatory requirements.
• Further document and improve regulatory controls and procedures.
• Participate in external audits and queries from regulators and auditors
Skills:
• Delivery of large multi-functional projects.
• Experience in the development of program documentation as noted above
• Ability to present well and communicate clearly
• Ability to multitask and work in a team environment
• Excel, Word, PowerPoint skills a requirement
• Five-plus years of margin operations experience related to Regulation T, Client Rule 4210
• Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.
Key Word - "Primary Dealership" and "FR2004 Reporting"
Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities.

• Key Word - "Primary Dealership"
• Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities.
• People who have worked in the past for below companies - Managing Government BONDS:
  • ASL Capital Markets Inc.
  • Bank of Montreal, Chicago Branch
  • Bank of Nova Scotia, New York Agency
  • BNP Paribas Securities Corp.
  • Brokerage Firm Capital Inc.
  • Client Securities, Inc.
  • Cantor Fitzgerald & Co.
  • Banking Global Markets Inc.
  • Daiwa Capital Markets America Inc.
  • our Client Securities Inc.
  • Client & Co. LLC
  • HClient Securities (USA) Inc.
  • Jefferies LLC
  • J.P. Morgan Securities LLC
  • Mizuho Securities USA LLC
  • Brokerage & Co. LLC
  • NatWest Markets Securities Inc.
  • Nomura Securities International, Inc.
  • RBC Capital Markets, LLC
  • Santander US Capital Markets LLC
  • Societe Generale, New York Branch
  • TD Securities (USA) LLC
  • Banking Securities LLC.
  • Wells Fargo Securities, LLC