Compliance Analyst
Location: New York City, NY (hybrid)
About the Firm:
We are a boutique investment management firm based in New York City, specializing in personalized financial strategies for our clients. With a collaborative culture and a commitment to excellence, we pride ourselves on fostering professional growth and building meaningful relationships.
Position Overview:
We are seeking a motivated and detail-oriented Compliance Analyst to join our team. Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firm’s compliance program. This is an exciting opportunity to work closely with leadership, develop your knowledge of financial services compliance, and grow within the organization.
The ideal candidate will have one or two years of compliance experience within an investment management or investment bank. Candidates will show a true passion to learn and grow.
Qualifications:
- Bachelor’s degree in Finance, Business, Law, or a related field.
- Prior experience or strong interest in compliance within the investment management or financial services industry.
- Willingness to obtain Series 7 and Series 24 licenses within the first year (firm-sponsored).
- Strong attention to detail and analytical skills with the ability to work independently and collaboratively.
- Excellent communication and interpersonal skills, with the ability to engage effectively with team members and stakeholders.
- Proficiency in Microsoft Office Suite; familiarity with compliance tools or software is a plus.
Compensation: 80,000-$85,000 + bonus