Investment bank located in Jacksonville, Florida looking to bring on board an “Control Room - VP” to join their team. The firm is currently in a hybrid model (3 days in office).

Responsibilities:

• Provide Compliance support for the Control Room
• Maintenance of the Firm’s Watch and Restricted List
• Review and clearance of Research for publication
• Provide advice and guidance on legal, regulatory and compliance requirements as they relate to information barriers, conflicts of interest, offering rules, trade restrictions, and research
• Monitor changes in securities regulations and implement or update applicable policies and procedures
• Will need to be flexible on workday including maintaining access to work email and regular weekend coverage