MyComplianceOffice (MCO) Experience is a MUST!

Remote (Chicago hybrid is preferred)

Job Overview:

• Adding and removing accounts from brokerage feeds. Reviewing holdings reports and statements for prohibited investments.
• Brokerage Account reviews, holdings report reviews, adding/ removing accounts from data feeds. MyComplianceOffice clean up and administration.
• Creating cases to track resolutions of prohibited investments.
• Reviewing Business Courtesies and other Conflicts of Interest disclosures for Compliance Risk. Enforcing Compliance deadlines.

Job Qualifications:

• MCT and/or MCO experience.
• Experience assessing Compliance risk.
• Understanding of brokerage accounts and investment types
• Experience in brokerage account monitoring