We are seeking a highly skilled and experienced Compliance Officer with a strong background in Securities and Exchange Commission (SEC) regulations.
The Compliance Officer will be responsible for ensuring that the company adheres to all relevant SEC rules, regulations, and guidelines. The ideal candidate will have a deep understanding of SEC reporting requirements, a keen eye for detail, and the ability to work effectively in a fast-paced environment.
Join this growing team with advancement potential!
Direct Hire | Competitive Pay | Great Benefits
Responsibilities:

• Regulatory Compliance
• Policy Development
• Risk Management
• Training & Education
• Reporting
• Audit Support
• Investigations
• Continuous Improvement
• Documentation

• Bachelor's degree in finance, business administrations, or another related field.
• In depth knowledge of SEC regulations and compliance requirements
• Ability to work independently and as part of a team
• High level of integrity and ethical standards
• Proficiency in Microsoft Office Suite, particularly Excel and Word