The Atlantic Group has partnered with a large bank in the Stamford, CT area. They have an immediate need for a Fixed Income Operations Analyst to join their team. This position is a full-time contract role with the opportunity to become permanent based on performance.
Summary:
• Operational lead owning and remediating front end & time sensitive issues ensuring trade lifecycle flow.
· Collect, review, and challenge Broadridge Standard Operating Procedures and daily output, working with Broadridge and internal stakeholders to highlight concerns and remediate incidents.
· Ensure Broadridge preparedness on any Industry, Change, and Regulatory initiatives.
· Identify and own opportunities to re-engineer processes & controls from a simplification, cost saving, regulatory, and customer perspective.
· Attendance at regular governance meetings with service providers – ensure issues are raised and actioned, meetings are well documented, required procedural changes are discussed and agreed, audit results are reviewed and addressed.
· Maintaining an effective control environment through review and distribution of policy updates, SOX/RACA identification and creation of controls, adequacy reviews and testing, MI Review and Reporting, and maintenance of governance documentation.
• Effectively manage key relationships and work closely with regional and global teams across the organization including front office, operations, compliance, finance, and technology.
• Perform and deliver project work in collaboration with other teams, regionally and globally, to align with the bank’s strategy.
· Regular reporting to management on status of outsourced and offshored activities, with particular attention to any risks, issues, and remediation actions.
Required
· Undergraduate Degree
· FINRA Series 99 and/or 7
· 10+ years’ experience in Investment Banking – Fixed Income Operations and or Middle Office
Note: Qualified candidates will be contacted within 3 business days of application. If an applicant does not meet the above criteria, we will keep your resume on file for future opportunities and may contact you for further discussion.