Akkodis is seeking a Senior Analyst, Risk Governance for a contract position with a client in Toronto, ON (Hybrid). Ideally looking for experience with MS Office (Word, Excel, PPT), Calculated Design, Diligent, Litera Compare , Risk Governance and Manager, Risk Governance, in addition to frequent collaboration with our Compliance, Legal, Product, Portfolio Management, Corporate Secretary and Finance partners. preference would be someone with the required skills and experience, particularly in large organizations.
Job Title: Senior Analyst, Risk Governance
Location: 6 month contract opportunity (contract may be extended)
Mandatory Skills:
Mutual Fund Fund Facts and Annual Information Form for prospectus-exempt funds
Regulatory
Portfolio Management
SLGI
MS Office skills - including good grasp of Excel/ PowerPoint
Ideally compliance and/or legal experience. Industry courses such as Canadian Securities Courses are highly desired. Ideally functional knowledge of National Instruments of NI 81-101, 81-107, 31-103.
What are the main 3-5 technologies of the resource?
MS Office (Word, Excel, PPT), Calculated Design, Diligent, Litera Compare
How many years of experiences are you looking for? Ideally 3+
Critical Skills or Must Haves? Detail-oriented, strong MS Office skills – good grasp of Excel and PPT, highly organized, written and verbal communication skills. Ideally compliance and/or legal experience. Industry courses such as Canadian Securities Courses are highly desired. Ideally functional knowledge of National Instruments of NI 81-101, 81-107, 31-103.
Is specific industry experience required?
Yes, investment industry. Ideally experience in a mutual fund firm.
Reporting to the Director, Risk Governance:
Regulatory reporting, the core accountabilities of the Senior Analyst, Risk Governance include assisting in managing the renewal of various offering documents for SLGI and regulatory projects relating to the implementation of new regulatory requirements and enhancing adherence to existing requirements. The Senior Analyst, Risk Governance will also manage the collection of information required to support SLGIs reporting to the Independent Review Committee.
The working environment is very dynamic and fast paced, where innovation is highly encouraged, and existing processes are continually being enhanced. The Senior Analyst, Risk Governance will work closely with the Director, Risk Governance and Manager, Risk Governance, in addition to frequent collaboration with our Compliance, Legal, Product, Portfolio Management, Corporate Secretary and Finance partners.
What will you do?
Assist with responsibilities relating to administration of the Independent Review Committee (IRC); such responsibilities will include but not be limited to information and data gathering, and follow-ups, as required to prepare the meeting materials
Provide support with managing the annual renewal process of SLGIs offering documents, including the Simplified Prospectus, Fund Facts and Annual Information Form for prospectus-exempt funds
Responsible for documenting internal reviews of applicable regulatory requirements
Partner with various stakeholders to collect relevant information and where required update procedures, training materials or other internal documents
Assist with various responsibilities relating to Business Continuity Planning
Provide functional support and assist other team members for various duties, as delegated
Act as back-up for other team members
What do you need to succeed?
The ideal candidate will possess a legal and/or compliance background and/or experience in a controls function in a mutual fund firm
Honest, ethical and trustworthy attitude;
Highly organized, detailed oriented mindset, strong ability to multi-task and confident handling a diverse range of responsibilities in fast paced environment
Pro-active and self-motivated team player that has the ability to effectively prioritize
Can-do attitude and adaptable personality with great collaboration skills and genuine desire to work in a high-performing team environment
Strong time management, written and verbal communication skills
Strong MS Office skills - including good grasp of Excel/ PowerPoint